|
|
|
TradeStation Securities – Quarterly
Order Routing Disclosure
SEC Rule 606
For Quarter Ending
|
| |
| |
|
|
| |
NYSE Stocks |
 |
| |
%
of Total Orders that were Non-Directed Orders |
%
of Non-Directed Orders that were Market Orders |
%
of Non-Directed Orders that were Limit Orders |
%
of Non-Directed Orders that were Other Orders |
| TradeStation
Securities |
91.59% |
36.72% |
43.51% |
19.77% |
|
| |
% of Non-Directed
Orders |
% of Non-Directed
Market Orders |
% of Non-Directed
Limit Orders |
% of Non-Directed
Other Orders |
| EDGA |
33.93% |
43.88% |
24.32% |
36.60% |
| EDGX |
23.99% |
0.16% |
41.82% |
28.99% |
| BATS |
21.66% |
33.75% |
13.40% |
17.37% |
| AUTO |
16.09% |
21.29% |
12.64% |
14.00% |
| NSDQ |
1.79% |
0.02% |
3.41% |
1.53% |
| NYSE Arca |
1.66% |
0.00% |
3.17% |
1.38% |
| Other |
1.30% |
1.24% |
1.36% |
1.29% |
|
|
| |
| |
AMEX/Other Exchange
Stocks |
|
| |
%
of Total Orders that were Non-Directed Orders |
%
of Non-Directed Orders that were Market Orders |
%
of Non-Directed Orders that were Limit Orders |
%
of Non-Directed Orders that were Other Orders |
| TradeStation
Securities |
91.43% |
37.92% |
42.52% |
19.57% |
|
| |
% of Non-Directed
Orders |
% of Non-Directed
Market Orders |
% of Non-Directed
Limit Orders |
% of Non-Directed
Other Orders |
| BATS |
39.09% |
27.19% |
48.40% |
41.90% |
| EDGA |
38.40% |
49.64% |
28.49% |
38.15% |
| AUTO |
12.10% |
14.19% |
10.71% |
11.09% |
| NITE |
3.81% |
8.65% |
0.04% |
2.62% |
| EDGX |
2.27% |
0.06% |
3.73% |
3.37% |
| NSDQ |
2.01% |
0.23% |
3.88% |
1.41% |
| NYSE Arca |
1.32% |
0.01% |
2.59% |
1.09% |
| CRDG |
1.08% |
0.01% |
2.10% |
0.94% |
| Other |
0.11% |
0.08% |
0.12% |
0.13% |
|
|
| |
| |
NASDAQ Stocks |
|
| |
%
of Total Orders that were Non-Directed Orders |
%
of Non-Directed Orders that were Market Orders |
%
of Non-Directed Orders that were Limit Orders |
%
of Non-Directed Orders that were Other Orders |
| TradeStation
Securities |
89.83% |
37.33% |
40.77% |
21.90% |
|
| |
% of Non-Directed
Orders |
% of Non-Directed
Market Orders |
% of Non-Directed
Limit Orders |
% of Non-Directed
Other Orders |
| EDGA |
33.05% |
40.38% |
25.22% |
35.11% |
| EDGX |
21.35% |
0.18% |
38.40% |
25.69% |
| BATS |
20.73% |
32.34% |
12.14% |
16.94% |
| AUTO |
16.81% |
20.91% |
13.78% |
15.44% |
| NSDQ |
2.87% |
0.59% |
5.30% |
2.24% |
| CRDG |
2.66% |
5.66% |
0.00% |
2.49% |
| NITE |
1.74% |
0.12% |
2.97% |
2.23% |
| NYSE Arca |
1.15% |
0.00% |
2.30% |
0.97% |
| Other |
0.01% |
0.00% |
0.01% |
0.00% |
|
|
| |
| |
Listed Options |
|
| |
%
of Total Orders that were Non-Directed Orders |
%
of Non-Directed Orders that were Market Orders |
%
of Non-Directed Orders that were Limit Orders |
%
of Non-Directed Orders that were Other Orders |
| TradeStation
Securities |
91.95% |
12.93% |
71.20% |
15.87% |
|
| |
% of Non-Directed
Orders |
% of Non-Directed
Market Orders |
% of Non-Directed
Limit Orders |
% of Non-Directed
Other Orders |
| ISE |
69.43% |
8.91% |
79.34% |
74.26% |
| NYSE Arca |
11.12% |
16.45% |
10.49% |
9.59% |
| BOX |
7.81% |
54.58% |
0.05% |
4.50% |
| CBOE |
7.36% |
11.63% |
6.44% |
8.04% |
| PHLX |
4.26% |
8.36% |
3.49% |
4.38% |
| Other |
0.20% |
0.31% |
0.18% |
0.22% |
|
|
| |
Orders may be routed to more than one venue.
This may result in the aggregate of percentages totaling more than 100%.
Material aspects of TradeStation Securities’
relationships. |
| |
|
| Leader in Rule-Based Trading tagline based on industry awards and reviews. |
 |
|
|
| |
|
|
