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Back to SEC Rule 606
 

Material aspects of TradeStation Securities’ relationships:


BATS rebates up to $0.0024 per share upon execution orders that add liquidity to the BATS limit book.

EDGA rebates up to $0.0002 per share upon execution of orders that remove liquidity from the EDGA limit book.

EDGX rebates up to $0.0029 per share upon execution of orders that add liquidity to the EDGX limit book.

NSDQ rebates up to $0.002 per share upon execution of orders that add liquidity to the NASDAQ limit book.

NQBX rebates up to $0.0001 per share upon execution of orders that add remove liquidity to the NQBX limit book.

NYSE rebates up to $0.001 per share upon execution of orders that add liquidity to the NYSE limit book.

NYSE Amex rebates up to $0.0015 per share upon execution of orders that add liquidity to the NYSE Amex limit book.

NYSE Arca rebates up to $0.0021 per share upon execution of NYSE and NASDAQ listed orders that add liquidity to the NYSE Arca limit book and up to $0.0022 per share upon execution of AMEX/Regional orders that add liquidity to the NYSE Arca limit book.

ISE provides payment for order flow up to $0.55 per contract for non-penny classes and up to $0.10 per contract for penny classes upon execution of options orders.

CBOE provides payment for order flow up to $0.55 per contract for non-penny classes and up to $0.10 per contract for penny classes upon execution of options orders.

PHLX provides payment for order flow up to $0.55 per contract for non-penny classes and up to $0.10 per contract for penny classes upon execution of options orders.

AMEX provides payment for order flow up to $0.55 per contract for non-penny classes and up to $0.10 per contract for penny classes upon execution of options orders.

There are no other material aspects of TradeStation Securities’ relationships with any other market center.


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