TradeStation Securities – Quarterly Order Routing Disclosure SEC Rule 606 For Quarter Ending December 2009 September 2009 June 2009 March 2009 December 2008 September 2008 June 2008 March 2008 December 2007 September 2007 June 2007 March 2007 December 2006 September 2006 June 2006 March 2006 December 2005 September 2005 June 2005 March 2005 December 2004 September 2004 June 2004 March 2004 December 2003 September 2003 June 2003 March 2003 December 2002 September 2002 June 2002 March 2002 December 2001 September 2001
| NYSE Stocks | NASDAQ Stocks | AMEX/Other Exchange Stocks | Listed Options |
NYSE Stocks
% of Total Orders that were Non-Directed Orders
% of Non-Directed Orders that were Market Orders
% of Non-Directed Orders that were Limit Orders
% of Non-Directed Orders that were Other Orders
TradeStation Securities
91.64%
33.65%
42.16%
24.19%
% of Non-Directed Orders
% of Non-Directed Market Orders
% of Non-Directed Limit Orders
% of Non-Directed Other Orders
EDGA
53.44%
72.73%
39.15%
51.53%
EDGX
26.24%
1.43%
43.37%
30.88%
AUTO
19.05%
24.42%
15.95%
17.00%
Other
1.56%
1.59%
1.53%
Orders may be routed to more than one venue. This may result in the aggregate of percentages totaling more than 100%.
Material aspects of TradeStation Securities’ relationships.
Copyright © 2001-2010 TradeStation Securities, Inc. All rights reserved. Member NYSE, FINRA, NFA & SIPC. A subsidiary of TradeStation Group, Inc. (Nasdaq Symbol: TRAD)
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